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SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]February 26, 2015 Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on the Proposed National Market System Plan
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Document Date: 2015-02-27 11:03:14


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City

New York / Washington / DC / /

Company

NYSE Arca Inc. / Citigroup Global Markets Inc. / Wells Fargo Advisors LLC / NASDAQ OMX BX Inc. / EDGA Exchange Inc. / The Nasdaq Stock Market LLC / JonesTrading Institutional Services LLC / New York Stock Exchange LLC / EDGX Exchange Inc. / RGM / KCG Holdings Inc. / ModernNetworks IR LLC / Tabb Group / Fidelity Management & Research Co. / TD Ameritrade Inc. / Wellington Shields & Co. / BlackRock Inc. / Liquidnet Inc. / ITG Inc. / BATS Global Markets Inc. / Charles Schwab & Co. Inc. / BATS Exchange Inc. / IssuWorks Inc. / Themis Trading LLC / NYSE LLC / Emerging Companies / Financial Industry Regulatory Authority Inc. / Bloomberg Tradebook LLC / MKT LLC / NASDAQ OMX PHLX LLC / Bright Trading LLC / KOR Group LLC / Two Sigma Securities LLC / BATS Y-Exchange Inc. / OTC Markets Group Inc. / CoreOne Technologies LLC / Chicago Stock Exchange Inc. / NYSE Group Inc. / Citadel LLC / Security Traders Association / BATS YExchange Inc. / The Vanguard Group Inc. / Birch Bay Capital LLC / Financial Services / Virtu Financial / /

Continent

Americas / /

Facility

University of Illinois / Georgetown University / CFA Institute / Investment Company Institute / The State University of New Jersey / /

IndustryTerm

printing / /

Organization

Managed Funds Association / Center for Capital Markets Competitiveness / Consumer Federation of America / IMC / CFA Institute / Committee on Capital Markets Regulation / Georgetown University / Biotechnology Industry Organization / Associate General Counsel / Securities Industry and Financial Markets Association / Securities and Exchange Commission / U.S. Chamber of Commerce Center for Capital Markets Competitiveness / Rutgers / Dimensional Fund / State University of New Jersey / Division of Trading and Markets / United States Senate / University of Illinois / National Venture Capital Association / Equity Capital Formation Task Force / U.S. House of Representatives / Investment Company Institute / U.S. Chamber of Commerce / /

Person

Gary Stone / Master / Michael Choffy / Alan F. Hill / Raymond M. Tierney III / Douglas A. Cifu / John Daley / Brendon J. Weiss / Ernest Callipari / James C. Allen / John Richardson / John C. Nagel / Jeffrey M. Solomon / Advocacy / Ari Burstein / James J. Angel / Tony BenBrahim / Sean P. Duffy / Mark R. Warner / Dennis Dick / Manisha Kimmel / John L. Thornton / Scott Kupor / Kimberly Unger / Joanne Medero / Dave Weild / Scott C. Goebel / Joseph Galinskie / Pat Toomey / Thomas Wittman / R. Glenn Hubbard / Brian A. Johnson / Eduardo A. Repetto / John Endean / David Shields / Daniel Zinn / Co-Chair Scott / Christopher Nagy / Jill M. Peterson / Ali Bangura / Michael Jacejko / William K. Jones / David Adorney / Dave Lauer / Howard L. Greenblatt / Bobby Franklin / Tom Quaadman / Rob Flatley / John McCarthy / Arthur T. Ling / Daniel Keegan / Larry Tabb / Tony J. Gagliano / Stuart J. Kaswell / Mortimer J. Buckley / Tim Quast / Adam Sussman / Eric Swanson / Hal S. Scott / Mao Ye / James G. Ongena / Richie Prager / Jeff Brown / Micah Hauptman / James P. Selway III / Dan Blecha / Andrew Stevens / Joseph Runsdorf / Kurt N. Schacht / James Toes / Robert J. McCarthy / Jeffrey P. Ricker / Richard B. Gorelick / Andreessen Horowitz / E. Cartier Esham / Simon D. Yates / Paul J. Jiganti / Daniel G. Weaver / Shawn Leary / Legislative / Tom Sosnoff / Dave Weisberger / Hubert DeJesus / John S. Markle / Theodore R. Lazo / /

Position

Executive Officer / Vice President & Managing Director / President / Vice President / official business days / Chief Executive Officer / General Counsel & Secretary / Vice President & General Counsel / Secretary / Head / Managing Partner / CEO / Director / Market Structure and Client Advocacy / Managing Director / Head / Managing Director / Executive / Managing Director / General Counsel / Representative / Co-Head / Executive Director for Research / Managing Director and Chief and Investment Officer / Executive Vice President & Managing Director / Counsel / Director of Regulatory Policy / Assistant Professor of Finance / Executive Chairman / Advisors / Director / Financial Information Forum / Associate Professor of Finance / Professional Equity Trader / Chief Executive Manager / Deputy General Counsel / General Counsel / Vice Chairman & Co-CEO / Officer and Co-Chief Investment Officer / Director / Whitcomb Center for Research / Professor of Finance / CEO and Executive Director / Chief Strategy Officer / Managing Director / Financial Information / Director / Assistant Secretary / President and Chief / Co-Chair / Head / Equity Market Structure / Executive Vice President / Advisors / Co-Chief Executive / President & CEO / Chairman & CEO / Chairman of the Board / Director / Market Structure and Client / Head of Market Structure / /

ProvinceOrState

New Jersey / Illinois / /

Technology

Biotechnology / /

URL

http /

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