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SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]Alternative Strategies Fund and Ladenburg Thalmann Asset Management, Inc.; Notice of Application December 1, 2014 Agency:
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Document Date: 2014-12-03 08:07:49


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City

Washington / DC / New York / /

Company

Ladenburg Thalmann Asset Management Inc. / Financial Industry Regulatory Authority / /

IndustryTerm

real estate investment trusts / shareholder services / http /

Organization

Alternative Strategies Fund / Division of Investment Management / Fund of Funds Investments / Initial Fund / Chief Counsel’s Office / Securities and Exchange Commission / Any Fund / NASD / /

Person

David P. Bartels / Courtney S. Thornton / /

/

Position

Branch Chief / writer / Senior Counsel / investment adviser / Secretary / Adviser / /

ProvinceOrState

Delaware / New York / /

URL

http /

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