Alternative Trading Systems / Non-ATS OTC Trading / OTC Trading / NYSE Euronext / NMS / Quote / Financial Industry Regulatory Authority / Quote Database / BD / See Alternative Trading Systems / Center for Research in Security Prices / OTC markets / New York Stock Exchange’s Trade / /
Country
United States / /
Currency
USD / ATS / /
IndustryTerm
electronic communication networks / retail order / retail firms / retail flow / retail order flow / internalized retail order flow / automated market-maker systems / broker-dealer services / institutional asset management / /
Organization
Risk Analysis / U.S. Securities and Exchange Commission / Division of Trading and Markets / /
Person
Craig Lewis / Amy Edwards / Dan Gray / Michael Gaw / Jennifer Marietta-Westberg / Share (Dvol) Share (Vol) / /
Position
economist / author / Director and Chief Economist of the Division / broker-dealer / /
OTC Trading: Description of Non-ATS OTC Trading in National Market System Stocks LAURA TUTTLE 1 March 2014 This paper is the second in a series of white papers that investigate off-exchange trading of