![Financial markets / Stock market / Self-regulatory organizations / United States securities law / Financial services / Broker-dealer / Algorithmic trading / Securities Investor Protection Corporation / Order / Day trading / Financial Industry Regulatory Authority / NASDAQ Financial markets / Stock market / Self-regulatory organizations / United States securities law / Financial services / Broker-dealer / Algorithmic trading / Securities Investor Protection Corporation / Order / Day trading / Financial Industry Regulatory Authority / NASDAQ](https://www.pdfsearch.io/img/aea91935e5548fe731b52e7d61a2a216.jpg) Date: 2016-02-04 11:04:33Financial markets Stock market Self-regulatory organizations United States securities law Financial services Broker-dealer Algorithmic trading Securities Investor Protection Corporation Order Day trading Financial Industry Regulatory Authority NASDAQ | | 2016 General Disclosures Daiwa Capital Markets America Inc. Dear Valued Customer, We are taking this opportunity to make certain disclosures to you ("You" or "Client") and remind you of certain important SEC and SRO rule
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