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Financial services / Collective investment schemes / Security / Securities offering / Financial economics / Investment / Stock market


Case 1:13-cv[removed]WYD Document 1 Filed[removed]USDC Colorado Page 1 of 14 Stephen C. McKenna, Esq. Jeffrey S. Lyons, Esq.
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Document Date: 2013-09-10 06:25:13


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File Size: 125,24 KB

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City

Denver / Highland / /

Company

CFS Investment Group LLC / CFS Holding Company LLC / CFS Capital Management LLC / Elrod Companies / /

Currency

USD / /

Event

Funding / Debt Financing / Person Communication and Meetings / Judicial Event / /

IndustryTerm

telephone service / bank account / financial services company subsidiaries / son-in-law / food / bank accounts / knowledgeable financial services / financial services / registered broker / bank deposits / investment products / financial service company subsidiaries / /

Organization

Investment Professional / National Futures Association / UNITED STATES SECURITIES AND EXCHANGE COMMISSION / Securities and Exchange Commission / /

Person

Jeffrey S. Lyons / Ian S. Karpel / NOVA DEAN PACK / BRIAN G. ELROD / Stephen C. McKenna / /

Position

registered broker / commodity trading advisor / manager / broker / unregistered broker / president and chief executive officer / Commission-registered broker-dealer / representative / registered representative / dealer / lawyer / /

ProvinceOrState

California / Colorado / /

SocialTag