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U.S. Securities and Exchange Commission / Clark / Financial adviser / Business / Economics / Finance / Investment / Corporate crime


STATE OF MAINE CUMBERLAND, ss. SUPERIOR COURT CIVIL ACTION DOCKET NO. CV[removed]
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Document Date: 2012-07-10 14:02:28


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File Size: 11,20 KB

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City

Portland / /

Company

Defendant C&S / CLARK & STUART INC. / 32 M.R.S.A. / 5 M.R.S.A. / /

Currency

USD / /

Event

Person Communication and Meetings / Judicial Event / Person Travel / /

Facility

Superior Court / /

IndustryTerm

investment adviser services / /

Organization

United States Securities and Exchange Commission / Honorable Court / Superior Court / /

Person

Joan Alley / Leonard Alley / CHARLES S. CLARK / Michael J. Colleran / /

/

Position

Attorney General for enforcement / and the Attorney General / Attorney / Plaintiff Securities Administrator / SECURITIES ADMINISTRATOR / G. STEVEN ROWE Attorney General / Attorney General pursuant / President / chief law enforcement officer / investment adviser / Assistant Attorney General / investment adviser for Joan / officer / adviser / /

ProvinceOrState

Kennebec County / Maine / MAINE CUMBERLAND / Scarborough / /

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