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Waterford Township Police & Fire Retirement System, et al. v. Regional Management Corp., et al. 14-CV[removed]Complaint for Violation of the Federal Securities Laws
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Document Date: 2014-06-09 18:16:52

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File Size: 1,86 MB

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City

Manhattan / Borough / New York City / New York / /

Company

Simpson Thacher & Bartlett LLP / JMP SECURITIES LLC / DELL / KEEFE / BRUYETTE & WOODS / INC / Defeiidant FBR Capital Markets & Co. / Godley Trust / PALLADIUM EQUITY PARTNERS III L.L.C. / PARALLEL 2005 EQUITY FUND LP / Securities Act / Defendant JMP Securities LLC / Defendant Parallel / Sr. Revocable Trust / PALLADIUM EQUITY PARTNERS III L.P. / Individual / BMO CAPITAL MARKETS CORP. / World Acceptance Corp. / Tyler Godley Children 2012 Irrevocable Trust / Defendants Parallel 2005 Equity Fund LP / PARALLEL 2005 EQUITY PARTNERS LP / Defendant BMO Capital Markets Corp. / REGIONAL MANAGEMENT CORP. / New York Stock Exchange / Defendant Stephens Inc. / Palladium Partners / Defendant Regional Management / Alston & Bird LLP / Defendants Palladium Equity Partners III L.P. / Police & Fire Retirement System / STEPHENS INC. / /

Country

United States / /

Currency

USD / /

Event

Judicial Event / Business Partnership / M&A / General or Shareholder Meeting / /

IndustryTerm

loan products / appliance retailers / property insurance / consumer finance / media reports / online credit application networks / liability insurance / retail loans / payment protection insurance products / investment banking houses / financial services / interstate telephone communications / subprime consumer finance / /

Organization

United States Securities and Exchange Commission / WATERFORD TOWNSHIP POLICE / /

Person

THOMAS F. FORTIN / ROEL C. CAMPOS / Joshua Ford Bonnie / DAVID PEREZ / JARED L. JOHNSON / Pamela Denise Godley / DONALD E. THOMAS / Richard T. Dell'Aquila / ERIK A. SCOTT / Lesley Peng / CARLOS PALOMARES / ALVARO G. DE MOLINA / RICHARD A. GODLEY / C. Glynn Quattlebaum / Parez / /

Position

Chief Financial Officer / counsel / underwriter and Joint Book Running Manager / Chief Executive Officer / President and Chief Operating Officer / trustee / Underwriter / Director and Chairman / supervisor / CEO / Chairman / Director / President and CEO / senior vice president / managing director / Representative / CFO / Chairman of the Board / Chairman / Board of Directors / co-founder / /

ProvinceOrState

Virginia / New York / Manhattan / New / Arkansas / /

PublishedMedium

Aquila / /

Region

Southeast United States / Southwestern United States / /

SocialTag