Option Units / Manulife Securities Incorporated / Standard & Poor / Mackie Research Capital Corporation / Scotia Capital Inc. / The McGraw-Hill Companies Inc. / Manulife Asset Management Limited / SIFT Trust / Manulife Floating Rate Income Fund / Desjardins Securities Inc. / RBC Investor Services Trust / Toronto Stock Exchange / Macquarie Private Wealth Inc. / Canadian Stock Transfer Company Inc. / GMP Securities L.P. / Canaccord Genuity Corp. / National Bank Financial Inc. / BMO Nesbitt Burns Inc. / Depository Services Inc. / Fasken Martineau DuMoulin LLP / RBC Dominion Securities Inc. / RBC Dexia Investor Services Trust / Raymond James Ltd. / Manulife Asset Management (US) LLC / Manulife Financial Corporation / CIBC World Markets Inc. / S&P / TD Securities Inc. / Borden Ladner Gervais LLP / Manulife Floating Rate Senior Loan Fund / /
Country
Colombia / United States / Canada / /
Currency
USD / /
Event
Product Recall / Product Issues / Business Partnership / /
Option Unit / MFRI Fund / Independent Review Committee / Canada Revenue Agency / /
Person
Lien Loan / Daniel S. Janis / III / Lien Loans / /
Position
Custodian / Advisor / Minister of Finance / Manager / manager and investment manager of the Fund / registered dealer / Manager and the Advisor / trustee / manager and investment manager / Auditor / Trustee / sub-advisor / Registrar / Manager to registered dealers / MANAGER AND THE PROMOTER / manager and investment manager / Manager and the Custodian / INDEPENDENT AUDITOR / Master Custodian Services / /
Product
Class A Units / C-2 PURCHASERS’ STATUTORY RIGHTS OF / /
No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. These securities have not been and will not be registered under the United States Securities Act