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Finance / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities and Exchange Commission / SEC Rule 10b-5 / Broker-dealer / United States securities law / Financial economics / Financial system


Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells
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Document Date: 2011-08-26 17:09:55

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File Size: 28,69 KB

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Company

Prime Capital Services Inc. / /

Country

United States / /

Currency

USD / /

Organization

office of the General / Division of Enforcement / Securities and Exchange Commission / /

Person

MARK W. WELLS / ERIC J. BROWN / MATTHEW J. COLLINS / KEVIN J. WALSH / /

Position

broker / dealer / administrative law judge / Murphy Secretary / law judge / counsel / investment adviser / The law judge / /

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