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Fall 2009 Insight LS2.indd
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Document Date: 2014-08-21 21:50:18


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City

Traveling / Washington / D.C. / Denver / New York / Washington / DC / Washington / /

Company

Investor Protection Trust / Term NASAA / Securities Administrators Association / the Associated Press / Bingham McCutchen LLP / Hill New NASAA / the New York Times / Wall Street Journal / USA Today / SecuAdministrator / Financial Times / End Elder Exploitation NASAA / State Securities Regulators Build New Partnerships / Bloomberg / Pennsylvania Securities / Maryland Securities / Texas Securities / Colorado Securities / Kansas Securities / NASAA Insight Page 6 Delaware Securities / North Carolina Deputy Securities / /

Country

Puerto Rico / Canada / Mexico / United States / U.S. Virgin Islands / /

Currency

USD / /

Event

Person Communication and Meetings / Person Travel / /

Facility

University of Denver Sturm College / Baylor College of Medicine / /

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IndustryTerm

crisis management / media outlets / short-sighted state law preemption / state law preemption / healthcare professionals / financial services / social services / retail investors / federal securities law / /

Organization

News NASAA Announces New Board of Directors / Senate Banking Committee / Consumer Federation of America / Board of Directors and Section Chairs / National Adult Protective Services Association / Systemic Risk Council / NASAA E-mail Update Service / U.S. Securities and Exchange Commission / Subcommittee on Crime and Drugs / Nebraska Bureau of Securities / FINRA / Senate / Texas Securities Board / Denver District Attorney’s Office / Baylor College of Medicine / Obama administration / US Federal Reserve / Alabama Securities Commission / New Brunswick Securities Commission / Services Committee / Methodist University Dedman School of Law / University of Denver / Consumer Financial Protection Agency / Senate Banking Committee’s Subcommittee on Securities / Insurance and Investment / Judiciary’s Subcommittee on Crime and Drugs / NASAA Corporate Office in Washington / Denver Sturm College of Law / Congress / inFinancial Services Committee / Senate Committee on the Judiciary / House Commercial and Administrative Law Subcommittee / Southern Methodist University / House Financial Services Committee / /

Person

David Massey / Barney Frank / Joe Borg / Denise Voigt / Bryan Lantagne / Robert Khuzami / Melanie Senter Lubin / Tanya Solov / Gwen Moore / Kirsten Gillibrand / Neal Sullivan / Chris Dodd / Jack Herstein / Barbara Roper / Steven Irwin / Jim Ropp / Rick Hancox / Ralph Lambiase / Emily Gordy / Fred Joseph / Patricia Struck / David Bergers / Preston DuFauchard / Marc I. Steinberg / Jack Reed / Denise Voigt Crawford / Robert Casey / Mary Schapiro / Robert M. Lam / J. Robert Brown / Jr. / Russ Iuculano / Joseph M. Morales / Matthew J. Neubert / Paul Hodes / Abettors Tanya Solov / Arlen Specter / Mark Connolly / Herbert Kohl / Bruce Kohl / Chris Biggs / Susan Collins / /

/

Position

President and Colorado Securities Commissioner / Senior Vice President / Department of Enforcement / Executive Director / President / Texas Securities Commissioner / Delaware Securities President and Colorado Securities Commissioner / Director of the Connecticut Division of Securities / Leadership President / NASAA President Texas Securities Commissioner Texas Securities Commissioner Elected / Advocate / Chief Deputy / Professor / Conference Chair and Massachusetts Securities Division Director / Investment Adviser / Administrator / President Launches National Outreach NASAA President and Texas Securities Commissioner / driver / NASAA President Texas Securities Commissioner / Deputy District Attorney / Director / Boston Regional / Director of Securities Regulation / Commissioner / California Department / general counsel / Director of the Illinois Securities Department / testified on behalf / Director / Division of Enforcement / President and Texas Securities Commissioner / Chairman / Director / Commissioner / President of the United States / financial adviser / chair / adviser / Director of the New Mexico Securities Division / NASAA President Texas Securities Commissioner Texas Securities Commissioner Elected New NASAA President Texas Securities Commissioner / Boston Regional Director / /

ProgrammingLanguage

DC / /

ProvinceOrState

District of Columbia / Arizona / Colorado / Texas / Pennsylvania / D.C. / /

PublishedMedium

the New York Times / Wall Street Journal / Financial Times / USA Today / /

URL

www.nasaa.org / /

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