LIST OF SECURITIES DESIGNATED TO BE EXCLUDED FROM THE DEFINITION OF AN “EXEMPT EXCHANGE-TRADED FUND” Effective January 8, 2010, the Universal Market Integrity Rules (“UMIR”) were amended to 1 replace the term “ - Market basket - Document - PDFSEARCH.IO

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	LIST OF SECURITIES DESIGNATED TO BE EXCLUDED FROM THE DEFINITION OF AN “EXEMPT EXCHANGE-TRADED FUND” Effective January 8, 2010, the Universal Market Integrity Rules (“UMIR”) were amended to 1 replace the term “ Add to Reading List Document Date: 2012-02-27 13:38:47 Open Document File Size: 49,40 KB Share Result on Facebook Company EXEMPT EXCHANGE-TRADED FUND / / SocialTag Financial services Collective investment schemes Institutional investors Exchange-traded fund Mutual fund Basket Security Net asset value Exempt market dealer Financial economics

LIST OF SECURITIES DESIGNATED TO BE EXCLUDED FROM THE DEFINITION OF AN “EXEMPT EXCHANGE-TRADED FUND” Effective January 8, 2010, the Universal Market Integrity Rules (“UMIR”) were amended to 1 replace the term “Add to Reading List