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LIST OF SECURITIES DESIGNATED TO BE EXCLUDED FROM THE DEFINITION OF AN “EXEMPT EXCHANGE-TRADED FUND” Effective January 8, 2010, the Universal Market Integrity Rules (“UMIR”) were amended to 1 replace the term “
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Document Date: 2012-02-27 13:38:47
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EXEMPT EXCHANGE-TRADED FUND /
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Financial services
Collective investment schemes
Institutional investors
Exchange-traded fund
Mutual fund
Basket
Security
Net asset value
Exempt market dealer
Financial economics