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FINANCIAL INFORMATION FORUM 5 Hanover Square New York, New York 10004  [removed]
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Document Date: 2014-12-23 06:48:19


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City

New York / Washington / DC / /

Company

NYSE Arca Inc. / NASDAQ OMX BX Inc. / EDGA Exchange Inc. / The Nasdaq Stock Market LLC / Financial Industry Regulatory Authority Inc. / MKT LLC / NASDAQ OMX PHLX LLC / New York Stock Exchange LLC / EDGX Exchange Inc. / FIF Tick Size Pilot Working Group / BATS Y-Exchange Inc. / Chicago Stock Exchange Inc. / Nickels Plus Trade / BATS Exchange Inc. / /

Currency

USD / /

Event

FDA Phase / /

Facility

Hanover Square / /

IndustryTerm

retail order flow originating / retail investor order / productive solutions / order management / market makers / pilot groups / retail investor orders / surveillance systems / smart order routing technology / technology developments / order entry systems / /

Organization

U. S. Securities and Exchange Commission / FINRA / /

Person

Tick Size / Stephen Luparello / FINRA OATS / Tick Size Pilot / /

/

Position

Managing Director Financial Information Forum / Director / Division of Trading and Markets / data reporter / Director / Division of Trading and Markets David S. Shillman / broker / Pilot Groups / engineer / Commissioner / Pilot / Chair / dealer / reporter / Brent J. Fields Secretary / /

Product

Limit Up / /

ProgrammingLanguage

DC / /

ProvinceOrState

New York / /

Technology

smart order routing technology / /

URL

www.fif.com / /

SocialTag