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Financial regulation / Securities Exchange Act / Martin A. Armstrong / Investment Advisers Act / Financial system / Securities fraud / Registered Investment Advisor / Securities and Exchange Commission / Finance / Corporate crime / U.S. Securities and Exchange Commission


Opinion of the Commission: Martin A. Armstrong
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Document Date: 2009-09-17 09:51:13


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File Size: 134,23 KB

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City

Hartford / /

Company

Republic New York Securities / Richard C. Spangler Inc. / Princeton Economics International Ltd / /

Country

United States / /

Currency

USD / /

Event

Judicial Event / M&A / Debt Financing / /

Facility

bar Respondent / /

Organization

United States Court of Appeals / U.S. Securities and Exchange Commission / FCI Fort Dix Federal Correctional Institution / SECURITIES AND EXCHANGE COMMISSION Washington / D.C. / US Federal Reserve / Division of Enforcement / Securities and Exchange Commission / /

Person

MARTIN A. ARMSTRONG / Jose P. Zollino / James E. Franklin / Gary M. Kornman / Jill Slansky / David Stoelting / Marshall E. Melton / Scott B. Gann / /

Position

administrative law judge / chairman / and owner / law judge / Chairman / Murphy Secretary / Commissioner / district court judge / investment adviser / unregistered investment adviser / THE COMMISSION INVESTMENT ADVISER / adviser / /

ProvinceOrState

New Jersey / /

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