Financial Industry Regulatory Authority / Lehman Brothers / /
Country
United States / /
Event
M&A / /
Facility
Subcommittee Legislative Council Legislative Council Building / /
IndustryTerm
liquidity solutions / retail customers / bank / law enforcement powers / investment products / /
Organization
Securities and Futures Commission / Legislative Council / North American Securities Administrators Association / Hong Kong Monetary Authority / House Committee / Securities and Exchange Commission / Department of Justice / etc / /
Person
Thomas Wong / Desmond Wu / Hon Raymond / Regina Ip / /
Position
investigator / Clerk / State Attorney General / Subcommittee Chairman / principal legal adviser / Secretary / Chief Executive / Chief Executive Officer / /
Microsoft Word - e_hs01cb1[removed]e.doc