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Financial services / Funds / Financial accounting / Net asset value / Valuation / Fair value / Closed-end fund / Security / Mergers and acquisitions / Financial economics / Finance / Investment


Administrative Proceeding: J. Kenneth Alderman, CPA; Jack R. Blair; Albert C. Johnson, CPA; James Stillman R. McFadden; Allen B. Morgan Jr.; W. Randall Pittman, CPA; Mary S. Stone, CPA; and Archie W. Willis III
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Document Date: 2012-12-10 11:04:40


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City

Birmingham / Memphis / Germantown / /

Company

Morgan Keegan & Company Inc. / Hoover / RMK Advantage Income Fund Inc. / RMK Multi-Sector High Income Fund Inc. / Morgan Asset Management Inc. / Morgan Keegan / Morgan Keegan Select Fund Inc. / Fund Accounting / RMK Strategic Income Fund Inc. / RMK High Income Fund Inc. / /

Country

United States / /

Currency

USD / /

Event

Person Communication and Meetings / Security Buyback / Debt Financing / /

IndustryTerm

reasonable assurance / /

Organization

Audit Committee / Fund’s Audit Committee / Valuation Committee / Joint Valuation Committee / Division of Enforcement / Securities and Exchange Commission / Audit Committee of the Funds / /

Person

Archie W. Willis III / Mary S. Stone / Kenneth Alderman / Albert C. Johnson / Jack R. Blair / J. Kenneth Alderman / W. Randall Pittman / James Stillman / Allen B. Morgan Jr. / /

Position

Certified Public Accountant / interested director / director of the Funds beginning / portfolio manager / Chairman and CEO / Administrative Law Judge / actual dealer / General / Chartered Financial Analyst / broker-dealer / CPA / independent director and a member / Director / investment adviser / independent director and Chairman / dealer / Adviser / independent director and a member / Committee of the Funds beginning / independent director and Chairman / Committee of the Funds beginning / /

ProvinceOrState

Texas / Alabama / Tennessee / Florida / /

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