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FUTURES COMMISSION MERCHANT RELATED DISCLOSURE AND POLICY Futures Commission Merchant Material Conflicts of Interest The purpose of this disclosure is to provide you with information about some of the material conflicts
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Document Date: 2015-01-22 10:07:48


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City

New York / /

Company

Morgan Stanley Derivative Products Inc. / Morgan Stanley & Co. LLC / Morgan Stanley Capital Group Inc. / Morgan Stanley Bank N.A. / Interest Morgan Stanley Capital Services LLC / /

Country

United States / /

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Event

Reorganization / /

Facility

Trading Facility / /

IndustryTerm

telephone conversations / custody services / individual brokers / brokerage groups / execution services / investment banking / banking services / /

Organization

Commodity Futures Trading Commission / U.S. Treasury / Clearing Unit / /

Position

appropriate advisors / custodian / DEALER RELATED DISCLOSURE AND POLICY Swap Dealer / underwriter / investment adviser / commodity trading advisor / broker / investment manager / investment adviser / trader / prime broker / commodity trading advisor / municipal advisor / clearing broker / executing broker / municipal advisor / /

ProvinceOrState

New York / /

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