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May 27, 2011 John Stevenson Secretary of the Commission Ontario Securities Commission 20 Queen Street West Toronto, ON
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Document Date: 2013-12-18 18:12:40

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City

Toronto / /

Company

Alpha Exchange Inc. / TSX Listed Company Regulation / Scotia Capital Inc. / Canaccord Financial Inc. / Desjardins Securities Inc. / Market Regulation Services Inc. / Toronto Stock Exchange / Structured Products / International Standards Alpha / Investment Board Private Holdings Inc. / Maple Group Acquisition Corp. / National Bank Financial Inc. / BMO Nesbitt Burns Inc. / RBC Dominion Securities Inc. / Independent SRO / CIBC World Markets Inc. / Inter-Listed Investment Funds / Alpha Trading Systems Limited Partnership / TMX Group / Compliax Consulting Inc. / TD Securities Inc. / London Stock Exchange Group / /

Country

United States / Canada / /

/

Event

M&A / Product Issues / /

IndustryTerm

comparable listed structured products / foreign structured product / retail investors / similar investment fund product / bank-owned investment dealers / /

MarketIndex

TSX / /

NaturalFeature

TSX falls / /

Organization

Ontario Securities Commission / Regulatory Oversight Committee / Ontario Legislature / Ontario Legislative Assembly’s Standing Committee on Government Agencies / Select Committee / Ontario Legislative Committee / Canadian Foundation for the Advancement / /

Person

Stevenson / John W. Carson / David Wilson / Alpha / Marian Passmore / /

/

Position

manager / chief executive officer / independent director / Secretary / Governor / model / Chair / dealer / /

Product

consultation / /

ProvinceOrState

Ontario / /

PublishedMedium

the Commission review / /

Technology

Alpha / /

URL

http /

SocialTag