MBSC Securities Corporation / Innovation Pershing Prime Services US / Pershing Securities Australia Pty Ltd. / Mellon Capital / Newton Investment Management Limited / The Boston Company Asset Management LLC / Collateral Management / *For The Bank of New York Mellon / The Dreyfus Corporation / Pershing (Channel Islands) Limited / Meriten Investment Management GmbH / The Newton Group / Thomson Reuters / Pareto Investment Management Limited / THE INVESTMENTS COMPANY FOR THE WORLD BNY / BNY Mellon Cash Investment Strategies / Insight Investment Management Limited / Alcentra Ltd. / Siguler Guff Advisers LLC / The Bank of New York Mellon Corporation / Newton International Investment Management Limited / Family Offices SERVICING INVESTMENTS / RESTRUCTURE ASSETS CORPORATE TRUST GLOBAL COLLATERAL SERVICES / Newton Capital Management LLC / Siguler Guff & Company LP / Only NCM LLC / Pershing Securities Singapore Private Limited / Prudential / BNY Mellon N.A. / Lower Carbon Emissions Mellon Capital / The Alcentra Group / NCM LLC / Survey R&M Global Custody.net / Pershing Limited / TRUST DEPOSITARY RECEIPTS GLOBAL MARKETS CLIENT FOCUS TRADE / Pershing Securities Limited / S&P / Pershing Advisor Solutions LLC / New York 10286 / Newton Capital Management Limited / CLIENTS DISTRIBUTE ASSETS* BROKER-DEALER SERVICES GLOBAL COLLATERAL SERVICES / Total capital / Pershing Prime Services / Pershing LLC / Alcentra NY LLC / Pershing Securities Canada Limited / Pershing Securities International Limited / THE INVESTMENTS COMPANY FOR THE WORLD INVESTMENT / NCM Ltd. / /
Continent
Asia / /
Country
United States / Canada / Australia / United Kingdom / Wales / /
Currency
pence / USD / /
Event
Business Partnership / Reorganization / /
Facility
Stable Stable Stable Stable / One Canada Square / /
IndustryTerm
equal housing lender / financial products / non-bank subsidiary / deposit products / coal-based utilities / energy infrastructure / investment services / offer services / energy infrastructure strategy / retail clients / credit services / bank / local law / investment management / investment solutions / /
NaturalFeature
Channel Islands / /
Organization
New York State Department / Commodity Futures Trading Commission / National Futures Association / Financial Conduct Authority / Prudential Regulation Authority / U.S. Securities and Exchange Commission / FINRA / United Nations / Global Systemically Important Financial Institution / US Federal Reserve / Basel Committee / FDIC / Fund Service / SIPC / /
Person
Unless / /
Position
BNY Mellon Wealth Advisors / a division / swap dealer / Investment Advisors / following affiliated investment advisors / Global Custodian / dually registered investment advisor/broker-dealer / Governor / Manager of the Year Asia Risk / leader / full service investment manager / /
4Q14 AT A GLANCE INSIGHTS THAT MATTER The Boston Company Bolsters Investment Capabilities