| Document Date: 2014-08-23 22:19:10
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City Carmel / / Company Personal Trading Item 12 Brokerage Practices Item / Client Transactions / Exchange-Traded Funds / Material Changes Provident Capital Management / PCM Inc. / Provident Capital Management Inc. / Direxion Commodity Trends Strategy Mutual Fund / Absolute Return Strategy Exchange-Traded Fund / PCM Absolute Return Strategy Exchange Traded Fund / IPE / Exchange Traded Fund / / Country United States / / Currency USD / / Event Employment Change / Funding / / IndustryTerm real estate investment trusts / residential real estate markets / non-liquid real estate holdings / industry / tactical solutions / natural gas / oil / energy / real estate investment / quantitative risk management / sub-advisory services / / MarketIndex S&P 500 / TIPS / / Organization Ongoing Performance and Evaluation Service / United States Securities and Exchange Commission / Termination Either party / / Person Drew B. Wieder / Michael J. Chapman / Todd Wood / / / Position President / and Chief Compliance Officer / custodian / advisors / manager / assessing investment manager / investment advisor / current investment manager / President and Chief Compliance Officer / Investment Policy Statement Historical Performance Evaluation Investment Recommendations Investment Manager / Investment Advisors / Registered Investment Advisors / sub-advisor / Background information General / Registered Investment Advisors / broker / Chief Operating Officer / Investment Manager / Governor / Manager Search / Manager Search and Selection / / ProvinceOrState Indiana / / Technology Alpha / / URL www.adviserinfo.sec.gov / http /
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Item I: Cover Page[removed]North Meridian Street, Suite 140 Carmel, Indiana[removed]Tel: ([removed]http://www.pcminvestment.com