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Financial economics / Economy of New York City / House of Morgan / Investment banks / Morgan Stanley / Quilter / Investment / Primary dealers / Citigroup


No-Action Request: Morgan Stanley Smith Barney LLC
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Document Date: 2009-06-02 10:30:15

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City

Boston / Washington / DC / /

Company

Citigroup Global Markets Inc. / McCulcllen llP / Morgan Stanley Smith Barney / Citigrollp / Morgan Stanley Smith Barney Holdings LLC. / ofCitigroup / Bingham llP / Morgan Stanley & Co. Incorporated / Cillgroup / Citigroup Inc. / McCalthfn llP / Ciligroup / C'Citigroup / ofMSSB / Bingham McCutchen LLP / Morgan 1 Stanley Smith Barney LLC / I1d Citigroup / /

Country

United States / Australia / United Kingdom / Ireland / /

/

Event

Business Partnership / /

/

IndustryTerm

Executive management / bc retail brokerage / retail brokerage / custody services / investment banking / information technology / client communications / /

NaturalFeature

SB Channel / Channel Islands / Bialllllll Mt / /

Organization

RegulatQry Authority / third·party / U.S. Securities and Exchange Commission / Corporation Finance Office / MQst / Division of Corporation Finance / /

Person

Washington As / Hung Kong / James Gonnan / John R. Utzschncider / /

/

Position

manager / financial advisors in the United States / Chairman and CEO / underwriter / financial advisors / Chief Counsel / executive / manager Confidential Treatment Requested / individual financial advisors / Executive management / manager of the account / operating executive / /

ProvinceOrState

Westchester County / New York / Delaware / Massachusetts / /

Technology

information technology / /

URL

.com / /

SocialTag