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Document Date: 2009-06-05 14:29:24


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City

Petersburg / San Francisco / St. Petersburg / St. Louis / /

Company

Morgan Stanley Smith Barney / UBS / Dow Jones & Company Inc. / Wells Fargo Advisors / A.G. Edwards / Banc of America / Raymond James Financial Services Inc. / Wells Fargo / Morgan Stanley / William Blair / Edward Jones / SM Partnership / Merrill Lynch / Raymond James / Bank of America / Raymond James Financial Inc. / New York Stock Exchange / Wachovia / Citigroup / Forrester Research / OptionsXpress / SIPC / Raymond James & Associates Inc. / ForeSee Results / Smith Barney / /

Country

United States / /

Currency

USD / /

Event

Name Change / Dividend Issuance / Business Partnership / M&A / Reorganization / Layoffs / /

IndustryTerm

search tool / Web site Low / parent bank / clunky search tool / Web site ConsumerSearch / Web site evaluation / discount brokers / /

Organization

U.S. government / FINRA / US Federal Reserve / /

Person

James Tracy / Jim Hays / Neil Parmar / James Weddle / Chet Helck / Andy Saperstein / Mark Lane / Larry Freed / Roya Wolverson / /

Position

head of national sales / president / broker / spokesperson / director of business development / managing partner / chief operating officer / financial adviser / office manager / CEO of research firm / analyst / president of retail brokerage unit / CEO / /

ProvinceOrState

New York / Florida / /

URL

www.morganstanley.com / www.ml.com / www.smithbarney.com / www.edwardjones.com / www.ubs.com / www.wachovia.com / www.raymondjames.com / /

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