Washington / DC / Washington / D.C. / New York / /
Company
Perform / /
Country
United States / /
Event
Person Communication and Meetings / /
IndustryTerm
http /
Organization
National Association of Municipal / Securities Rulemaking Board / Financial Markets Association / Separately Identifiable Department / Rulemaking Board / US Federal Reserve / Securities Industry and Financial Markets Association / Division of a Bank / Financial Industry and Regulatory Authority / Professional Qualifications Advisory Committee / Securities and Exchange Commission / SEC’s office of Municipal Securities / FINRA / /
Person
Brent J. Fields / Leslie M. Norwood / Lawrence P. Sandor / Activities Four / Lynnette Kelly / Michael Cowart / Ronald W. Smith / /
Position
advisor representative / broker dealer / Advisor / Dealer municipal advisors / prospective municipal advisor representative / broker / dealer or municipal securities dealer / Executive Director / Advisors / broker / registered municipal advisors / municipal advisors / individual registered municipal advisors / Managing Director / Municipal Advisor / Executive / broker / dealer / previously unregulated municipal advisors / general matter / representative and municipal advisor representative / representative / Deputy General Counsel / regional member / registered representative / dealer / General Counsel / Secretary / dealer advisors / municipal advisor representative / /
December 26, 2014 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE. Washington, DC 20549