Back to Results
First PageMeta Content
Financial system / United States securities law / Municipal Securities Rulemaking Board / Bonds / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities Industry and Financial Markets Association / Financial adviser / Registered Investment Advisor / Financial economics / Self-regulatory organizations / Finance


SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]February 26, 2015 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Amendmen
Add to Reading List

Document Date: 2015-02-27 07:52:59


Open Document

File Size: 108,83 KB

Share Result on Facebook

Company

NAMA / /

Facility

Investment Company Institute / /

IndustryTerm

bank / municipal advisory services / /

Organization

National Association of Municipal / Congress / Identifiable Department / Investment Company Institute / Division of a Bank / Associate General Counsel / Securities Industry and Financial Markets Association / Regulatory Authority / Securities and Exchange Commission / FINRA / MSRB’s Professional Qualifications Advisory Committee / Municipal Securities Rulemaking Board / /

Person

Terri Heaton / Tamara K. Salmon / Leslie M. Norwood / Lawrence P. Sandor / Sanchez Letter / Dave A. Sanchez / A. Sanchez Attorney / Michael Cowart / /

Position

Assistant General Counsel / Attorney / Counsel / advisor / President / Advisors / municipal advisors / Managing Director / municipal advisor / representative / Deputy General Counsel / registered investment advisor and municipal advisor / dealers and municipal advisors / small municipal advisors / Secretary / municipal advisor representative / /

SocialTag