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Disgorgement / Mutual fund scandal / Corporate crime / Fair Fund / United States Securities and Exchange Commission


UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 30, 2015 ADMINISTRATIVE PROCEEDING
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Document Date: 2015-03-30 11:58:55

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File Size: 24,75 KB

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City

Washington / DC / /

Company

Charles Vista LLC / LORENZO AND /

Currency

USD / /

/

Event

Debt Financing / /

IndustryTerm

Internet comment form / /

Organization

Net Fair Fund / Division of Enforcement / Securities and Exchange Commission / office of the Secretary / Fair Fund / /

Person

GREGG C. LORENZO / Nichola L. Timmons / /

Position

broker-dealer / Governor / Tax Administrator / Secretary / Brent J. Fields Secretary / Administrator / /

URL

http /

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