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GOVERNOR RICK SCOTT WEEKLY AGENCY REPORT OFFICE OF FINANCIAL REGULATION WEEK ENDING OCTOBER 9, 2014 Successes for Week Ending October 9, 2014
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Document Date: 2014-10-10 12:05:20

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File Size: 38,07 KB

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Company

Wellspring Wealth Management LLC / J.P. Morgan Securities LLC / TL Taylor Financial Group LLC / Multi-State Working Group / /

Currency

USD / /

Event

Delayed Filing / /

Organization

Division of Securities / WEEKLY AGENCY REPORT OFFICE OF FINANCIAL REGULATION WEEK ENDING / Division of Consumer Finance / North American Securities Administrators Association / /

Person

John Oral Nash / Sr. / Benjamin Clyde Bishop / Jr. / RICK SCOTT / Leonard Taylor / Michael H. Reynolds / /

Position

dealer / investment adviser / Broker Dealer / Governor / Investment Adviser / /

ProvinceOrState

Florida / /

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