UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 9, 2014 ADMINISTRATIVE PROCEEDING - Mutual fund scandal - Document - PDFSEARCH.IO

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	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 9, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Document Date: 2014-12-09 13:41:31 Open Document File Size: 80,33 KB Share Result on Facebook Company EXECUTION SOLUTIONS LLC / ConvergEx Execution Solutions LLC / TRADE SERVICES LLC / ConvergEx Global Markets Limited / / Currency USD / / Organization Division of Enforcement / Securities and Exchange Commission / Fair Fund / / Person Jonathan Samuel Daspin / Thomas Lekargeren / / Position Secretary / Brent J. Fields Secretary / / SocialTag Fair Fund Disgorgement Investment Company Act U.S. Securities and Exchange Commission Financial regulation Government Financial economics Mutual fund scandal Corporate crime United States securities law

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 9, 2014 ADMINISTRATIVE PROCEEDINGAdd to Reading List