Microsoft Word[removed]

First Page		Document Content
Date: 2010-06-17 09:38:21 Financial regulation Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Mutual fund scandal United States securities law United States Securities and Exchange Commission Financial economics		Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 49,63 KB Share Document on Facebook

	Rules Relating to Supplemental Report on SIPC Membership 17 C.F.R. § Adopted MarchSECURITIES INVESTOR DocID: 1pSoR - View Document
	Rules Regarding Closeout or Completion of Open Contractual Commitments DocID: 1pHVB - View Document
	Rules Relating to Accounts Introduced by Other Brokers or Dealers 17 C.F.R. §§Adopted October 1978 DocID: 1pbg1 - View Document
	Statement of Financial Condition In accordance with requirements of the Securities and Exchange Commission (the “SEC”) under SEC Rule 17a-5, the audited Statement of Financial Condition as of December 31, 2012 of BNP DocID: 1p9p8 - View Document
	Wells Fargo Advisors Consolidated Statement of Financial Condition DocID: 1p3wt - View Document