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Investment / United States Securities and Exchange Commission / Stock market / Financial markets / Fixed income market / Security / Securities Industry and Financial Markets Association / Securities Exchange Act / Rule 144A / Financial economics / Finance / United States securities law


January 3, 2007 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE
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Document Date: 2007-01-05 15:22:21

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File Size: 170,16 KB

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City

Washington D.C. / London / New York / /

Company

Dealers Inc. / NASD’s / /

Country

United Kingdom / /

Event

Person Communication and Meetings / /

IndustryTerm

large insurance / tax law changes / industry / institutional and retail investors / retail customers / /

Organization

Congress / Bond Market Association / US Federal Reserve / Securities Industry and Financial Markets Association / Securities and Exchange Commission / NASD / /

Person

Micah S. Green / Robbin Conner / Jonathan G. Katz / Sharon Zackula / Nancy M. Morris / Michele C. David / /

Position

bond dealer / Vice President / and Assistant General Counsel / step forward / President / Vice President and Assistant General Counsel / dealer / General Counsel / Secretary / adviser / Assistant Director / Division of Market Regulation / /

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