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Presentation by Maple Group and TMX Group Ontario Securities Commission Policy Hearing on Maple Group proposal December 1, 2011 Toronto, Ontario In order of appearance:
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Document Date: 2011-12-01 00:00:00

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File Size: 64,12 KB

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City

Toronto / /

Company

CDCC / Maple Group / Luc Bertrand Vice Chairman National Bank Financial / Toronto Stock Exchange / Goldman Sachs / Omega ATS / AMF / Pure Trading / TSX Venture Exchange / TMX Group / CDS / Maple / Ontario Teachers’ Pension Plan Kevan Cowan / /

Country

United States / Canada / /

Event

Business Partnership / M&A / /

IndustryTerm

real-time events / technology solutions / possible long-term solution / bank-owned dealers / insurance / improved risk management / risk management / oil / smart order routers / financial services / derivative products / depository services / mining / clean technology sector / /

Organization

Ontario Securities Commission / Governance Committee / Bank of Canada / Finance and Audit Committee / G20 / Competition Bureau / Toronto Financial Services Alliance / Canadian Coalition for Good Governance / /

Person

WILLIAM ROYAN / Kevan Cowan / Bill Royan / TOM KLOET / /

Position

President / independent investment dealer / an independent Chair / Chief Executive Officer / international price-leader / pools and on dealer / senior executive / CEO / Group Head of Equities TMX Group Tom Kloet Chief Executive Officer TMX Group / Chairman / Commissioner / Vice President / Relationship / dealer / /

ProvinceOrState

Quebec / Ontario / /

Technology

Alpha / smart order routers / Conclusion Technology / /

SocialTag