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National Securities Markets Improvement Act
Results: 13

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1	The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and Add to Reading List Source URL: compliance-sec.com Language: English - Date: 2016-01-20 23:44:11 U.S. Securities and Exchange Commission 73rd United States Congress United States securities law Stock market Securities Exchange Act Securities Act Regulation D Security National Securities Markets Improvement Act
2	ALABAMA SECURITIES COMMISSION POLICY STATEMENT CONCERNING LIMITED OFFERING EXEMPTION FILINGS MADE PURSUANT TO SEC RULES 504, 505 AND 506 OF REGULATION D Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2013-11-22 17:15:09 U.S. Securities and Exchange Commission Financial markets SEC filings United States securities law Stock market Regulation D Form D National Securities Markets Improvement Act Security Broker-dealer Securities market Securities Act
3	SECURITIES COMMISSION OF THE BAHAMAS PUBLIC NOTICE No. 4 of[removed]March 2014 Add to Reading List Source URL: www.scb.gov.bs Language: English - Date: 2014-03-10 13:07:33 Financial services Collective investment schemes Securities regulation in the United States United States securities law SEC filing National Securities Markets Improvement Act Financial economics Investment Finance
4	107TH CONGRESS " HOUSE OF REPRESENTATIVES 1st Session ! Add to Reading List Source URL: archives.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Financial system Finance 73rd United States Congress United States Securities and Exchange Commission Financial regulation U.S. Securities and Exchange Commission Securities Exchange Act Securities and Exchange Commission National Securities Markets Improvement Act Financial economics United States securities law Financial markets
5	Request for rulemaking to amend Rule 146(b) under the Securities Act of 1933 to designate securities listed on BATS as covered securities for the purpose of Section 18 of the Securities Act. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2010-02-01 12:04:39 Financial system Options Clearing Corporation Covered security National Securities Markets Improvement Act Chicago Board Options Exchange Securities Act Securities market Security U.S. Securities and Exchange Commission United States securities law Financial economics Economy of the United States
6	NASAA Contents of Investment Advisory Contract Model Rule USA[removed]c) [Includes proposed revisions] Rule USA[removed]c) Contents of an Investment Advisory Contract [Introduction] The provisions of this subsection ap Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:56:06 Investment United States securities law Business Investment Advisers Act Financial adviser Investment Advisor Investment Company Act Financial services National Securities Markets Improvement Act Financial economics Finance 76th United States Congress
7	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-26 10:59:09 Financial system Financial economics 73rd United States Congress Stock market Securities Act Regulation D National Securities Markets Improvement Act Securities Exchange Act U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission Financial regulation
8	152 PUBLIC ACTS, 1999 [Chapter No.74 Add to Reading List Source URL: state.tn.us Language: English - Date: 2008-02-25 16:06:54 73rd United States Congress Finance Financial economics Stock market 76th United States Congress Securities Act Securities Exchange Act Covered security National Securities Markets Improvement Act United States securities law Financial regulation United States Securities and Exchange Commission
9	Microsoft Word[removed]Act Model Rule Contents of Investment Advisory Contract _Final_ Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:04:38 Investment United States securities law Business Investment Advisers Act Financial adviser Investment Advisor Investment Company Act Financial services National Securities Markets Improvement Act Financial economics Finance 76th United States Congress
10	SEC News Digest, [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-05-08 18:58:29 Securities Exchange Act Securities regulation in the United States Securities Act Investment Company Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Investment Advisers Act National Securities Markets Improvement Act United States securities law Financial regulation United States

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