Ethics As / Matt Ritzel / Chris Stringer / Dean McPherson / Fabiene Evans / Peter Byrne / Nick Savona / Steve Duenkler / Ralph Garcea / D. Joseph Mackay / Jennifer Russell / / /
Position
Vice President / Electronic Trading Tel / Senior Vice President / Equity Research Analyst Tel / financial advisor / officer / director / authoring analyst / officer / employee or agent / General / Research Associate / representative for more information / Senior Vice President / Institutional Trading Tel / CA Managing Director / Head of Institutional Sales / Managing Director / CPA / CA Managing Director / research analyst / Interest The research analyst / Managing Director / Head of Institutional Trading / underwriter / director / officer / Managing Director / Head of Investment / Chief Compliance Officer / Director / Head / director / Senior Vice President / Institutional Sales Tel / Analyst / CFO / Head / /