Market Regulation Department / Derivatives Clearing Organization / PROBABLE CAUSE COMMITTEE / Regulatory Oversight Committee / Clearing House / ARBITRATION COMMITTEE / U.S. Commodity Futures Trading Commission / Business Conduct Committee / National Futures Association / Appeal Panel / Governmental Agency / MIT / Market Regulation Oversight Committee / Clearing House Risk Committee / Swap Execution Facility Division of Chicago Mercantile Exchange Inc. / Floor Conduct Committee / /
Position
CHIEF COMPLIANCE OFFICER / Major / Authorized Broker / COUNSEL / Representative / President The president / The Chairman of the Board of Directors / Trader / chairman / Director any member of the Board / President / account manager / Manager a person / Officer / Broker / Chief Executive Officer / CEO The Chief Executive Officer / Public Director / Chairman of the Board / manager for an account / /
Product
Globex / an electronic trading platform / of / Globex / /
i – CME SEF Definitions .................................................................................................................................. 6 Chapter 1 – Access ........................................