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City YORK / / Company CITIGROUP GLOBAL MARKETS INC / JEFFERIES BACHE LLC / OPEN E CRY LLC / BARCLAYS CAPITAL INC / Obligation (g) 123 2 XPRESSTRADE LLC / CO COMMODITIES INC / OPPENHEIMER & CO INC / ICAP CORPORATES LLC / CREDIT SUISSE SECURITIES (USA) LLC / MITSUI BUSSAN COMMODITIES USA INC / GUGGENHEIM SECURITIES LLC / FCM / ADM INVESTOR SERVICES INC / ALPARI (US) LLC / CANTOR FITZGERALD & CO / COMPASS PROFESSIONAL SERVICES LLC / BNY MELLON CLEARING LLC / AMERIPRISE FINANCIAL SERVICES INC / ASSOCIATES LLC / BNP PARIBAS COMMODITY FUTURES INC / COMMONWEALTH FOREIGN EXCHANGE INC / HSBC SECURITIES USA INC / COUNTRY HEDGING INC / MITSUBISHI UFJ SECURITIES USA INC / ICAP FUTURES LLC / ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC / BNP PARIBAS SECURITIES CORP / AMP GLOBAL CLEARING LLC / AMRO CLEARING CHICAGO LLC / 4 Net Capital Requirement Excess Net Capital / CIBC WORLD MARKETS CORP / CITADEL SECURITIES LLC / A/O Date Adjusted Net Capital / BGC FINANCIAL LP / ADVANTAGE FUTURES LLC / PRUDENTIAL BACHE COMMODITIES LLC / ADVANCED MARKETS LLC / OPTIONSXPRESS INC / IKON GLOBAL MARKETS INC / / Country United States / / Currency GBP / ZAR / USD / Albanian Lek / / / Event Company Listing Change / / Facility CITADEL SECURITIES LLC FCM BD CME / TOWER RESEARCH CAPITAL EUROPE LLC / / IndustryTerm securities brokers / retail forex transactions / retail forex account / Web Page Update Additions A/O Date Adjusted / Web Page Update / retail forex customer / / Organization CO INC / USA INC / Commodity Futures Trading Commission / Self-Regulatory Organization / CFTC's Division of Clearing and Intermediary Oversight / NFA / Securities and Exchange Commission / / Person BARNEY LLC FCM BD NFA / PIERCE FENNER / / Position Retail Foreign Exchange Dealer / securities broker / WELLS FARGO ADVISORS FINANCIAL NETWORK / WELLS FARGO ADVISORS / dealer / /
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Selected FCM Financial Data as of July 31, 2011 from Reports Filed as of August 31, 2011