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Company CITIGROUP GLOBAL MARKETS INC / MID CO COMMODITIES INC / OPEN E CRY LLC / PEREGRINE FINANCIAL GROUP INC / GOLDMAN SACHS EXECUTION & CLEARING LP / ICAP CORPORATES LLC / CREDIT SUISSE SECURITIES (USA) LLC / MITSUI BUSSAN COMMODITIES USA INC / GUGGENHEIM SECURITIES LLC / FCM / GOLDMAN SACHS & CO / ADM INVESTOR SERVICES INC / CBOT 24 CROSSLAND LLC / BNP PARIBAS PRIME BROKERAGE INC / ALPARI (US) LLC / Deletions TRILAND USA INC / COMPASS PROFESSIONAL SERVICES LLC / XPRESSTRADE LLC / AMERIPRISE FINANCIAL SERVICES INC / PHILLIP FUTURES INC / YORK BUSINESS ASSOCIATES LLC / COMMONWEALTH FOREIGN EXCHANGE INC / HSBC SECURITIES USA INC / COUNTRY HEDGING INC / MITSUBISHI UFJ SECURITIES USA INC / PIONEER FUTURES INC / 5 Net Capital Requirement Excess Net Capital / ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC / AMP GLOBAL CLEARING LLC / AMRO CLEARING CHICAGO LLC / CIBC WORLD MARKETS CORP / CITADEL SECURITIES LLC / A/O Date Adjusted Net Capital / ADVANTAGE FUTURES LLC / ADVANCED MARKETS LLC / PENSON FINANCIAL SERVICES INC / Retail Foreign Exchange Dealer 85 OANDA CORPORATION / RAND FINANCIAL SERVICES INC / RAYMOND JAMES & ASSOCIATES INC / / Country United States / / Currency GBP / ZAR / USD / Albanian Lek / / / Event Company Listing Change / / Facility CITADEL SECURITIES LLC FCM BD CME / TOWER RESEARCH CAPITAL EUROPE LLC / / IndustryTerm securities brokers / Web Page Update Additions / Web Page Update / / Organization USA INC / Commodity Futures Trading Commission / CFTC's Division of Swap / Self-Regulatory Organization / NFA / Securities and Exchange Commission / / Person BARNEY LLC FCM BD NFA / PIERCE FENNER / / Position securities broker / Exchange Dealer / WELLS FARGO ADVISORS / WELLS FARGO ADVISORS FINANCIAL NETWORK LLC FCM / dealer / /
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Selected FCM Financial Data as of August 31, 2011 from Reports Filed By October 2, 2011