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United States securities law / Annuity / Contract law / Insurance / Registered representative / Life annuity / Financial adviser / Registered Investment Advisor / Investment / Financial economics / Finance


Comment Letter on File No. SR-NASD[removed]
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Document Date: 2007-04-20 12:49:27

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File Size: 231,74 KB

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Company

Raymond James Financial / Features of VA / NEDINC. / /

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IndustryTerm

life insurance holdings / reasonable efforts to obtain certain product / important financial product / insurance / /

NaturalFeature

El Dorado Hills / Promontory Point Drive El Dorado Hills / /

Organization

No / Sweeney office of the Corporate / U.S. Securities and Exchange Commission / NASD / /

Person

Review / Sheryl Johnson Registered / Barbara Z Sweeney / /

/

Position

financial advisor / supervisor / representative / registered representative / Secretary / /

ProvinceOrState

Virginia / /

SocialTag