URA Nomura Global Financial Products Inc. / Nomura Global Financial Products Inc. / Certain Security Based Swap Dealers (Release No. 34-71958; File No. S7-05-14) Capital / non-US / /
Country
United States / /
Event
FDA Phase / /
Facility
Angie Kama Worldwide Plaza / /
IndustryTerm
derivative products / local law / bank acting / /
Organization
G-20 / Commodity Futures Trading Commission / Security Industry and Financial Markets Association / Securities and Exchange Commission / FINRA / /
Person
Luis A. Aguilar / Mary Jo White / Angie Kama / Kara M. Stein / Daniel J. Gallagher / Michael S. Piwowar / / /
Position
Commissioner / Managing Director / Swap Dealer / Chair / Security-Based Swap Dealer / stockbroker / dealer / Director / Legal September / OTC Derivatives Dealer / Brent J. Fields Secretary / affiliated foreign broker-dealer / /