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Investment / Auditing / United States securities law / Corporate governance / Regulatory compliance / Nomura Securities Co. / Nomura Holdings / Business software / Nomura Group / Economy of Japan / Business / Investment banks


Compliance Fundamental Approach Compliance Framework Compliance is a top management priority for the
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Document Date: 2014-08-19 05:20:48


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Company

Nomura Securities / Nomura Report 2014 41 Governance Compliance Nomura Securities / Compliance Officers Direction Report Departments Nomura Report / The Nomura Group / Nomura Holdings / /

Country

Japan / /

Facility

Building Trust / /

IndustryTerm

financial products / internal control systems / organized crime groups / /

Organization

Governance Compliance Framework Nomura Holdings Board / Group Compliance Department of Nomura Holdings Governance / Compliance Division / Internal Compliance Training Administration / Compliance Committee / /

Position

Executive Officer / Supervisor / Head of fiscal year / Executive Management Board Group Compliance Head Direction Report Wholesale Compliance Head / outside legal counsel / President / Compliance Head / Executive / /

Technology

firewall / /

URL

http /

SocialTag