Washington / DC / TORONTO / Registered Security / /
Company
Registration May Be Limited / National Australia Bank Ltd. / DOMINION BANK UBS AG / THE ROYAL BANK OF SCOTLAND GROUP PLC / ROYAL BANK OF CANADA / Davis Polk & Wardwell LLP / BARCLAYS BANK PLC / Global Swap Dealing / BNP PARIBAS S.A. / DEUTSCHE BANK AG / OTC markets / HSBC NOMURA SECURITIES INTERNATIONAL INC. / /
Country
United States / /
IndustryTerm
foreign bank / foreign bank registers / bank / foreign bank swap / foreign banking entities / /
Organization
Legal Authority / Federal Government / Commodity Futures Trading Commission / Board of Governors of the Federal Reserve System / Supreme Court / Ms. Jennifer J. Johnson Secretary Board of Governors of the Federal Reserve System / US Federal Reserve / European Union / BANK OF CANADA / Securities and Exchange Commission / Lafayette Centre / /
Person
Stawick / Courtenay U. Myers / Johnson / Robert L.D. Colby / Arthur S. Long / / /
Position
Chief Compliance Officer / supervisor / Murphy Secretary / foreign dealer / foreign broker-dealer / U.S.-registered swap dealer / swap dealer / host country supervisor / registered swap dealer / Major / Security-Based Swap Dealer / foreign bank swap dealer / Dealer / Secretary / home country supervisor / /