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SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 28, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period
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Document Date: 2014-03-03 09:41:45

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File Size: 13,35 KB

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Company

Financial Industry Regulatory Authority Inc. / /

Facility

Cornell Securities Law Clinic / /

Organization

Managed Funds Association / Futures Industry Association / Associate General Counsel / Securities Industry and Financial Markets Association / Cornell University Law School / Securities and Exchange Commission / Division of Trading and Markets / Cornell / FINRA / /

Person

William A. Jacobson / Elizabeth M. Murphy / Stuart J. Kaswell / Mary Ann Burns / Theodore R. Lazo / Brant K. Brown / Manisha Kimmel / /

Position

Professor of Law / and Director / Director / Financial Industry Forum / Chief Operating Officer / Executive Director / Financial Industry / Executive Vice President / Managing Director and General Counsel / General Counsel / Secretary / Deputy Secretary / Managing Director / /

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