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Financial regulation / Securities regulation in the United States / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Self-regulatory organization / Financial system / Economy of the United States / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress


SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 4, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period
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Document Date: 2013-10-07 14:35:09

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File Size: 10,75 KB

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Company

FINRA’s / Financial Industry Regulatory Authority Inc. / /

Facility

Cornell Securities Law Clinic / /

Organization

Managed Funds Association / Cornell University Law School / Securities and Exchange Commission / Division of Trading and Markets / Cornell / FINRA / /

Person

William A. Jacobson / Elizabeth M. Murphy / Stuart J. Kaswell / Theodore R. Lazo / Manisha Kimmel / /

Position

Professor of Law / and Director / Director / Financial Industry Forum / Executive Director / Financial Industry / Executive Vice President / Managing Director and General Counsel / General Counsel / Secretary / Deputy Secretary / Managing Director / /

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