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ded CANADIAN SECURITY TRADERS ASSOCIATION, INC. P.O. Box 3, 31 Adelaide Street East Toronto, Ontario M5C 2H8 October 3rd, 2013
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Document Date: 2014-04-01 10:55:02

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City

Vancouver / Toronto / Montreal / /

Company

Aequitas Innovations Inc. / The Canadian Security Traders Association Inc. / Question / Market Regulation Ms. Tracey Stern / /

Country

United States / /

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Event

M&A / Person Communication and Meetings / /

IndustryTerm

retail and institutional investors / trade allocation algorithm / market maker / chosen solution / market makers / /

Organization

Ontario Securities Commission / Trading Issue Committee / Other Committee / INC / IIROC / CSTA Trading Issues Committee / ded / Several Committee / FINRA / CANADIAN SECURITY TRADERS ASSOCIATION / /

Person

Howard Wetston / Wendy Rudd / Susan Greenglass / Mike Prior / Surveillance / Maureen Jensen / Sandra Jakab / Susan Wolburgh Jenah / Marie Beaudoin / Deanna Dobrowsky / Tracey Stern / James Twiss / St West / /

Position

Hybrid model / SME trading / Executive Director & CAO / Queen / Manager / Market Regulation AMF / Governor / Director / Capital Markets Regulation / broker / Vice President / Market Regulation Policy / President and CEO / Vice President / Chair and CEO / Vice President / Market Regulation Policy / SVP / General / Director / Market Regulation / Director / /

ProvinceOrState

Ontario / /

Technology

trade allocation algorithm / /

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