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#	Item
141	AFFIDAVID OF OUTSTANDING FEDERAL, Add to Reading List Source URL: www.ofi.louisiana.gov - Date: 2002-06-28 12:04:07
142	BUSINESS AND INDUSTRIAL DEVELOPMENT CORPORATION APPLICATION PROCEDURES, INSTRUCTIONS, AND GUIDELINES The Commissioner of Financial Institutions for the State of Louisiana has determined that portions of this application Add to Reading List Source URL: www.ofi.louisiana.gov Language: English - Date: 2002-09-13 11:36:57 Patent law United States patent law
143	AUTHORITY TO OBTAIN INFORMATION FROM OUTSIDE SOURCES ON CORPORATE INVESTORS STATE OF ______________________________ PARISH/COUNTY OF ____________________ BEFORE ME, the undersigned notary public, personally came and appe Add to Reading List Source URL: www.ofi.louisiana.gov Language: English - Date: 2005-11-15 16:21:35 Affidavit Credit history Certified copy Eschatocol Notary Law Notary public
144	Microsoft Word - Canadian Broker-Dealer Statement of Policy.docx Add to Reading List Source URL: www.ofi.louisiana.gov Language: English - Date: 2011-03-10 13:31:44 Financial system Broker-dealer Fixed income market United States securities law Security Short Canadian securities regulation Broker Registered Investment Advisor Financial economics Financial markets Finance
145	AUTHORITY TO OBTAIN INFORMATION FROM OUTSIDE SOURCES Add to Reading List Source URL: www.ofi.louisiana.gov Language: English - Date: 2002-06-28 12:04:07 Affidavit Act Eschatocol Certified copy Notary Law Notary public
146	Microsoft Word - LL[removed]Multiple Locations Applications.doc Add to Reading List Source URL: www.ofi.louisiana.gov Language: English - Date: 2008-04-29 10:56:33 Banking Mortgage industry of the United States Financial services
147	Top Investor Threats of 2015 “Regulators are seeing classic threats to investors morph into new or altered dangers, many fueled by the Internet. Overarching all of these threats are unlicensed agents selling unregister Add to Reading List Source URL: www.ofi.louisiana.gov Language: English - Date: 2014-12-12 14:32:36 Affinity fraud Securities offering Short Ponzi scheme Regulation D Hedge fund Financial economics Finance Investment
148	OFFICE OF FINANCIAL BATON ROUGE, Add to Reading List Source URL: www.ofi.louisiana.gov - Date: 2013-01-11 15:01:16
149	RULE Office of the Governor Office of Financial Institutions Broker-Dealer and Investment Adviser Recordkeeping Requirements (LAC 10:XIII.Chapter 17) In accordance with the Louisiana Securities Law, R.S. 51:701 et seq., Add to Reading List Source URL: www.ofi.louisiana.gov Language: English - Date: 2011-08-01 14:36:56 Investment Advisers Act Business U.S. Securities and Exchange Commission Financial adviser Securities regulation in the United States Broker-dealer Registered Investment Advisor Net capital rule Financial economics Finance 76th United States Congress
150	STATE OF LOUISIANA OFFICE OF FINANCIAL INSTITUTIONS BATON ROUGE, LOUISIANA Revised Effective January 14, 2004 POLICY NO. LL-01-04 Add to Reading List Source URL: www.ofi.louisiana.gov Language: English - Date: 2007-06-15 12:40:12 United States housing bubble Personal finance Loans Economics Banking Loan origination Credit history Credit Loan Mortgage industry of the United States Financial economics Finance

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