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#	Item
841	2013 Top Investor & Small Business Threats “With the roll out of rules required by the JOBS Act, investors and small business owners alike must be on heightened alert for questionable investment offers and services.” Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2013-10-17 16:04:29 Financial services Confidence tricksters Collective investment schemes Madoff investment scandal High-yield investment program Affinity fraud Ponzi scheme Securities fraud Securities offering Financial economics Investment Finance
842	AUTHORITY TO OBTAIN INFORMATION FROM OUTSIDE SOURCES Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2002-06-28 12:04:07 Affidavit Act Eschatocol Certified copy Notary Law Notary public
843	M A D O F F — A 2 1 S T C E N T U RY PONZI SCHEME Bernard Madoff perpetrated a multi-billion dollar scam that defrauded investors around the world for decades until his arrest in December[removed]Madoff’s fraud led ma Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2013-12-04 14:55:44 Crime Economics Business ethics Bernard Madoff Ponzi scheme Charles Ponzi Madoff Madoff investment scandal Confidence tricksters Fraud
844	SUGGESTED RESOLUTION OF BOARD OF DIRECTORS OF APPLICANT CORPORATION At a meeting of the Board of Directors of Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2005-10-21 14:21:44 Corporation Corporations law Business Structure Corporate resolution Types of business entity Law Business law
845	OFFICE OF FINANCIAL BATON ROUGE, Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2013-01-11 15:01:19 Financial adviser Broker Business Registered Investment Advisor Investment Advisers Act Financial economics Finance Investment
846	Microsoft Word - allocation-taxcredits-form A.doc Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2002-08-28 12:09:59 Income tax in Australia State income tax Public economics Political economy Government Low-Income Housing Tax Credit Income trust Taxation Income tax in the United States Tax credit
847	Louisiana Office of Financial Institutions Securities Division Investor Alert Oil and Gas Investments* Investors are warned that oil and gas investment scams are alive and well. Although Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2013-12-27 16:47:56 Security Stock market Selling High-yield investment program Financial economics Business Investment
848	RULE Office of the Governor Office of Financial Institutions Investment Adviser Registration Procedure (LAC 10:XIII[removed]The Office of the Governor, Office of Financial Institutions, in accordance with the Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2008-12-04 10:42:35 Financial services Financial economics Financial regulation Registered Investment Advisor Financial adviser Investment Advisers Act Uniform Investment Adviser Law Exam Financial planner Uniform Combined State Law Exam United States securities law Finance Business
849	Louisiana Office of Financial Institutions Securities Division Are you an informed investor? Social Networking Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2013-12-02 15:01:01 High-yield investment program Internet fraud Confidence tricks Affinity fraud Social networking service Securities fraud Investing online Advance-fee fraud Ethics Fraud Deception
850	RULE Office of the Governor Office of Financial Institutions Broker-Dealer and Investment Adviser Recordkeeping Requirements (LAC 10:XIII.Chapter 17) In accordance with the Louisiana Securities Law, R.S. 51:701 et seq., Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2011-08-01 14:36:56 Investment Advisers Act Business U.S. Securities and Exchange Commission Financial adviser Securities regulation in the United States Broker-dealer Registered Investment Advisor Net capital rule Financial economics Finance 76th United States Congress

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