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#	Item
991	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-08 13:36:04 Financial system Boston Stock Exchange Stock market NASDAQ Securities Exchange Act Regional stock exchange OMX Philadelphia Stock Exchange Stock exchange Economy of the United States Financial economics Self-regulatory organizations
992	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]September 6, 2013 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-09 09:12:29 Investment Stock market Mathematical finance Securities Exchange Act United States Securities and Exchange Commission Algorithmic trading Short Order NASDAQ Financial economics Financial markets Finance
993	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]November 6, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change to Amend Rules 1064 and 1 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-06 16:37:24 Finance Chicago Board Options Exchange NASDAQ Order Broker-dealer International Securities Exchange Securities Exchange Act Short Derivative Financial economics Financial markets Investment
994	I N T E R N A T I O N A L . S E C l d R l T I E B EXCHAIGGE. November 3,2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-03 16:04:09 Self-regulatory organization Regulation NASDAQ OMX Group Public administration Law Government Financial regulation Corporate crime U.S. Securities and Exchange Commission
995	Nov. 5, 2012 Michael Emen Senior Vice President of Listing Qualification The NASDAQ OMX Group Inc. John Carey Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-05 12:22:28 Corporations law Private law Executive pay Board of directors Dodd–Frank Wall Street Reform and Consumer Protection Act Lehman Brothers U.S. Securities and Exchange Commission Chief executive officer Nell Minow Business Corporate governance Management
996	SROs Select Short List Bids for the Consolidated Audit Trail Add to Reading List Source URL: www.chx.com Language: English - Date: 2014-07-02 23:30:38 U.S. Securities and Exchange Commission Financial Industry Regulatory Authority NASDAQ International Securities Exchange Chicago Stock Exchange Chicago Board Options Exchange OMX NYSE Arca Direct Edge Economy of the United States Self-regulatory organizations NYSE Euronext
997	Comment Letter on File No. S7-10-09 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-19 12:50:46 Finance NASDAQ OMX Group Dodd–Frank Wall Street Reform and Consumer Protection Act Form 10-K Short Proxy statement SEC filings Financial economics Business
998	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR- BX[removed]June 28, 2010 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating to Pricing for Direc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-29 11:34:51 Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Government United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
999	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-02 10:39:43 Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Government United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
1000	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]June 28, 2010 Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change to Codify Prices for Co-Locat Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-29 13:30:38 Distributed computing United States securities law Philadelphia Stock Exchange NASDAQ Securities Exchange Act OMX Futures contract Data center Economy of the United States Self-regulatory organizations Concurrent computing

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