OMX

Results: 1221



#Item
981Investment / Finance / Order / NASDAQ / Intermarket sweep order / Securities Exchange Act / Short / Algorithmic trading / Financial economics / Financial markets / Stock market

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]August 28, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2013-08-29 06:31:12
982Business / Economy of the United States / 73rd United States Congress / United States Securities and Exchange Commission / NASDAQ / OMX / Securities Exchange Act / United States / Audit committee / Corporate governance / United States securities law / Auditing

Order Approving Proposed Rule Change with Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.

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Source URL: www.sec.gov

Language: English - Date: 2011-12-06 10:19:17
983Auditing / Business / 73rd United States Congress / United States Securities and Exchange Commission / United States / NASDAQ / OMX / Securities Exchange Act / Audit committee / Economy of the United States / Corporate governance / United States securities law

Order Approving Proposed Rule Change with Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.

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Source URL: www.sec.gov

Language: English - Date: 2011-12-06 10:29:43
984Economy of New York City / NASDAQ / Securities Exchange Act / NYSE Euronext / OMX / Financial Industry Regulatory Authority / Boston Stock Exchange / U.S. Securities and Exchange Commission / Philadelphia Stock Exchange / Economy of the United States / United States securities law / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2009-08-18 16:19:36
985Financial system / Self-regulatory organizations / Economy of New York City / NASDAQ / Securities Exchange Act / OMX / Broker-dealer / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / United States securities law / Economy of the United States / Financial economics

Notice of Filing of Proposed Rule Change with Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc. (“NASDAQ OMX”)

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Source URL: www.sec.gov

Language: English - Date: 2012-07-24 16:07:23
986Investment / Rebate / Market maker / Securities Exchange Act / Short / Futures contract / International Securities Exchange / Market liquidity / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]August 2, 2013 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2013-08-03 09:09:53
987United States / 73rd United States Congress / United States Securities and Exchange Commission / Securities Exchange Act / NASDAQ / OMX / U.S. Securities and Exchange Commission / Philadelphia Stock Exchange / Boston Stock Exchange / Economy of the United States / United States securities law / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2009-03-06 14:13:58
988United States Securities and Exchange Commission / United States securities law / Philadelphia Stock Exchange / United States / NASDAQ / Financial economics / Options Clearing Corporation / Securities Exchange Act / OMX / Economy of the United States / Self-regulatory organizations / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]August 8, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2013-08-09 06:47:56
989Financial system / Philadelphia Stock Exchange / Options Clearing Corporation / NASDAQ / Rebate / Futures contract / Algorithmic trading / Short / Securities Exchange Act / Financial economics / Financial markets / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-PHLX[removed]September 23, 2013 Self-Regulatory Organizations; The NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule

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Source URL: www.sec.gov

Language: English - Date: 2013-09-24 08:52:23
990Futures contract / Exercise / Derivative / Options / Strike price / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]October 15, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Regarding the Short Term

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Source URL: www.sec.gov

Language: English - Date: 2013-10-16 07:54:53
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