OTC

Results: 2737



#Item
881Trade Repository / Commodity Futures Trading Commission / Financial regulation / Stock market / International Organization of Securities Commissions / Derivative / U.S. Securities and Exchange Commission / Over-the-counter / Securities Commission / Financial economics / Financial system / Finance

Report of the OTC Derivatives Regulators Group (ODRG)1 on Cross-Border Implementation Issues March 2014 At the St. Petersburg summit in September 2013, the G20 leaders welcomed the set of understandings of the ODRG Princ

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Source URL: www.g20.utoronto.ca

Language: English - Date: 2014-11-16 02:25:12
882Banking / LCH.Clearnet / Eurex / Interest rates / Libor / Derivative / Underlying / Financial economics / Finance / Economics

Last update 12 December[removed]Public Register for the Clearing Obligation under EMIR In accordance with Article 6 of Regulation (EU) No[removed]of the European Parliament and of the Council of 4 July 2012 on OTC derivat

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Source URL: www.esma.europa.eu

Language: English - Date: 2015-02-16 02:23:58
883Business / Foreign exchange market / Electronic trading / Mark-to-market accounting / Financial Services Authority / STAMP / ACI the Financial Markets Association / Financial markets / Finance / Financial economics

January 2013 The Model Code The Model Code is designed to have global application to over-the-counter (OTC) professional financial product markets. The scope is wide-ranging, and the diversity of markets and products n

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Source URL: www.acilux.com

Language: English - Date: 2013-10-30 05:11:19
884Investment / United States securities law / Economics / Financial Industry Regulatory Authority / Quote / Stock / OTC Bulletin Board / Stock market / Financial economics / Self-regulatory organizations

Page 16 of 17 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. ***** 6000. QUOTATION AND TRANSACTION REPORTING FACILITIES

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Source URL: www.sec.gov

Language: English - Date: 2015-02-12 08:50:32
885Financial regulation / Financial system / Business / Financial Industry Regulatory Authority / OTC Bulletin Board / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities regulation in the United States / Self-regulatory organization / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 2, 2015 Admin. Proc. File No[removed]

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Source URL: www.sec.gov

Language: English - Date: 2015-02-02 16:48:17
886Business / Financial economics / Securities Exchange Act / U.S. Securities and Exchange Commission / ACT / Security / Self-regulatory organization / OTC Bulletin Board / United States securities law / Financial Industry Regulatory Authority / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 11, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti

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Source URL: www.sec.gov

Language: English - Date: 2015-02-12 08:50:26
887Swap / Interest rate swap / Derivative / Interest rate derivative / Euro / United States housing bubble / Finance / Financial economics / Investment / Financial system

Herfindahl indices for OTC interest rate derivatives contracts between reporters 1 and non-reporters Period /

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Source URL: www.bis.org

Language: English - Date: 2014-11-06 09:01:00
888ICAP / Interactive Data Corporation / Market data / Financial system / Finance / Financial data vendors / Financial markets / Financial economics

Press Release ICAP and Interactive Data Corporation Announce New Collaboration for OTC Data Distribution Thursday, November 07, 2013 Dateline: New York/London

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Source URL: www.interactivedata-prd.com

Language: English - Date: 2015-01-09 17:30:15
889Swap / Derivative

Herfindahl indices for all OTC equity linked derivatives contracts Period / Currency Instrument Europe

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Source URL: www.bis.org

Language: English - Date: 2014-11-06 09:01:00
890Financial markets / European Union / Trade Repository / Over-the-counter / Derivative / European Insurance and Occupational Pensions Authority / Markets in Financial Instruments Directive / European Securities and Markets Authority / Liquidity risk / Financial economics / Financial system / Finance

Regulation (EU) No[removed]of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositoriesText with EEA relevance

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Source URL: www.arkus-fs.com

Language: English - Date: 2013-07-03 07:39:28
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