NYSE Arca Inc. / BATS Y-Exchange Inc. / OTC Markets Group Inc. / Anticompetitive Trade / NASDAQ OMX BX Inc. / Chicago Stock Exchange Inc. / NASDAQ OMS PHLX LLC / EDGA Exchange Inc. / NYSE Group Inc. / Small Capitalization US Equities / Carter Coal Co. / the Nasdaq Stock Market LLC / Daniel Zinn General Counsel OTC Markets Group Inc. / Financial Industry Regulatory Authority Inc. / MKT LLC / New York Stock Exchange LLC / EDGX Exchange Inc. / OTC Equity Securities / Facebook / BATS Exchange Inc. / /
Country
United States / /
Currency
USD / /
Event
IPO / M&A / /
IndustryTerm
broader / average retail order / online brokering / retail order flow executions / retail order / execution services / big bank / retail / self-directed retail clients / trade execution services / investment bank / diverse network / retail investor trading experience / public smaller company investment banking / company investment banking / retail order flow / retail investor experience / investment banking services / market makers / investment banking / retail investors / /
Organization
Congress / National Association of Securities Dealers / Securities and Exchange Commission / FINRA / /
VIA Electronic Submission February 24, 2015 Brent Fields Secretary Securities and Exchange Commission 100 F Street, NE