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Notice of Filing of Proposed Rule Change to Adopt FINRA Rule[removed]Supplemental FOCUS Information) and Proposed Supplementary Schedule to the Statement of Income (Loss) Page of FOCUS Reports
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Document Date: 2011-11-08 09:54:51


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Company

Citigroup Global Markets Inc. / IBG Trading Inc. / Berkshire Bridge Capital LLC / Probitas Partners / Bank of America Merrill Lynch / Allegheny Investments LTD / Ivy League Financial Services Inc. / WilsonDavis & Co. Inc. / Foresters Equity Services Inc. / Independent BrokerDealers Inc. / Wachtel & Co. Inc. / Balanced Financial Securities / Sutherland Asbill & Brennan LLP / M.S. Howells & Co. / Hodges Capital Management-First Dallas Securities / Farragut Capital LLC / Wedbush Securities Inc. / Integrated Management Solutions / Keith / Marshall & Co. / Inc / Trust Advisory Group Ltd. / First Asset Financial Inc. / /

Country

United States / /

Currency

pence / /

IndustryTerm

to smaller firms with limited product / /

Organization

Securities Industry and Financial Markets Association / B. Self-Regulatory Organization / Regional Bond Dealers Association / U.S. Securities and Exchange Commission / Self-Regulatory Organization / National Association of Independent BrokerDealers / FINRA / Real Estate Investment Securities Association / /

Person

Aileen Gallagher / Stephen Kinkade / /

Position

Hunter / Southlake Capital Advisors / /

PublishedMedium

the FOCUS / /

Technology

pdf / /

URL

http /

SocialTag