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Finance / Securities Exchange Act / Security / Financial Industry Regulatory Authority / Broker-dealer / U.S. Securities and Exchange Commission / NASDAQ / OTC Bulletin Board / Registered Investment Advisor / United States securities law / Financial economics / Investment


WAC 460-20B[removed]NASD to FINRA Changes
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Document Date: 2014-05-02 14:22:05

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File Size: 12,56 KB

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City

Washington / /

Company

Financial Industry Regulatory Authority Inc. / /

IndustryTerm

local telephone number / telephone directory line listing / /

Organization

National Association of Securities Dealers / Securities and Exchange Commission / North American Securities Administrators Association / FINRA / FINRA's OTC Bulletin Board / /

Position

broker-dealer / registered broker-dealer / administrator / /

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